ROC Compliance refers to the mandatory filings every registered company and LLP must make with the
Registrar of Companies (ROC) under the Ministry of Corporate Affairs (MCA).
These filings include annual returns, financial statements, and event-based forms such as changes in directors, registered office, or share capital.
Timely ROC filing ensures that your company remains compliant, active, and penalty-free.
✅ Types of ROC Filings:
- Annual Filings: Includes AOC-4, MGT-7/MGT-7A, and Form 8 for Private Limited Companies, LLPs, and OPCs.
- Event-Based Filings: For director appointment/resignation, registered office change, share capital changes, etc.
- Compliance Certification: Helps businesses maintain a clean compliance record and avoid late filing penalties.
Note: ROC filings are mandatory under the Companies Act, 2013 and LLP Act, 2008.
Failure to file on time can attract heavy penalties or disqualification of directors.